Len Krick has supplied us with the documentation related to his recent case with the Nevada Securities Division.  This documentation includes everything from the 2006 No-Action Letter from the SEC to Country Business, Inc., all the way through to the compliance checklist and listing agreement language now being used by Len Krick as a result of his experience.

You can view all the below forms at this link with numbers 2 and 9 in MS Word Format if you would care to use them.

  1. November 8, 2006 – SEC’s “CBI” No‐Action Letter
  2. Len Krick’s Stock Sale Acknowledgement, Notification, and Disclaimer
  3. March 23, 2011 ‐ Subpoena from the State of Nevada Securities Division
  4. May 17, 2011 ‐ Position Paper from Krick to State of Nevada Securities Division
  5. April 20, 2011 ‐ Amendment to listing Agreement Converting to Consulting Agreement
  6. May 23, 2011 ‐ Proposal by Krick to Nevada Securities Division
  7. May 24, 2011 ‐ No‐Action letter from the Nevada Securities Division to Krick
  8. June 8, 2011 ‐ Compliance and Indemnification Letter From Krick to Thomas Schuman (Shareholder selling stock to Michael Baker Corporation)
  9. May 25, 2011 ‐ “CBI” No‐Action Letter Compliance Checklist to be used by Krick going forward
  10. June 28, 2011 ‐ Language added to Sunbelt Business brokers of Las Vegas, Inc. Listing Agreement